🎧 Series 65 Exam Audio Lessons

Your On-the-Go Study Solution — 30 Expert Lessons, Over 13 Hours of Instruction

Preparing for the Series 65 Exam? Tired of staring at screens and flipping through endless textbooks?

These professionally recorded Series 65 Audio Lessons are designed to help you master the exam material — anytime, anywhere. Whether you're commuting, working out, or relaxing at home, you can keep learning and reinforcing key concepts with ease.

✅ What You’ll Get:

- 30 in-depth lessons, each ~25 minutes long

- Over 13 hours of total instruction

- Clear, concise explanations of all exam topics

- Covers economic factors, investment vehicles, portfolio strategies, regulation, ethics, and more

- Ideal for new financial professionals, career changers, and independent learners

🎯 Why It Works:

- Designed by professionals with real industry experience

- Learn by listening and repetition — proven to improve retention

- Perfect for auditory learners or anyone short on time

Whether you’re just starting or reviewing for the big day, this audio series gives you the knowledge and confidence you need to pass the exam.

🎧 Ready to Pass the Series 65?

Download the full audio course now and start learning on your schedule.

📚 Backed by Science: Why Audio Learning Works

Audio-based learning is supported by decades of research in cognitive psychology:

✅ Dual Coding Theory (Paivio, 1991) shows we remember more when learning through both verbal and visual channels. Listening engages the brain’s verbal processing system to enhance retention.

✅ The Spacing Effect (Ebbinghaus, 1885) proves that repeated exposure to material over time dramatically improves memory. Audio makes repetition easy — whether you're driving, walking, or relaxing.

✅ Cognitive Load Theory (Sweller, 1988) finds that reducing visual distractions helps learners absorb complex concepts more efficiently — perfect for mastering finance and regulation topics.

✅ Auditory learning fits naturally into busy lives, increasing total study time and engagement (Journal of Educational Multimedia and Hypermedia, 2006).

Whether you're an auditory learner or just looking to make better use of your time, listening is a proven, effective way to prepare for the Series 65 Exam.

(The Series 65 is a NASAA exam required for individuals who wish to become licensed Investment Adviser Representatives (IARs). It is administered through FINRA’s testing system but regulated by NASAA)

Table of Contents – Series 65 Exam Audio Lessons

Lesson 1: Understanding the FINRA Series 65 Exam and How to Prepare for Success (18:11)

Lesson 2: Economic Factors and Business Information — Basic Economic Concepts (25:12)

Lesson 3: Inflation, Interest Rates, and Key Economic Indicators (25:24)

Lesson 4: Financial Reports and Accounting Fundamentals for the Series 65 Exam (25:25)

Lesson 5: Analytical Methods — Time Value of Money and Descriptive Statistics (26:05)

Lesson 6: Understanding Types of Risk and Capital Structure (25:21)

Lesson 7: Understanding Cash and Cash Equivalents: Types and Characteristics (26:22)

Lesson 8: Types of Fixed Income Securities — U.S. Government, Corporate, and Asset-Backed Bonds (26:01)

Lesson 9: Characteristics and Factors of Fixed Income Securities (25:49)

Lesson 10: Types of Equity Securities — Common and Preferred Shares (25:11)

Lesson 11: Characteristics of Equity Securities — Rights, Restrictions, Dividends, and Stock Options (25:14)

Lesson 12: Methods Used to Determine the Value of Equity Securities (25:16)

Lesson 13: Equity Public Offerings — IPOs, Secondary Offerings, and SPACs (25:01)

Lesson 14: Types of Pooled Investment Vehicles — Mutual Funds, Private Funds, UITs, ETFs, and REITs (26:32)

Lesson 15: Derivative and Alternative Investments — Definitions, Characteristics, and Uses (25:42)

Lesson 16: Alternative Investments — Structures, Strategies, and Suitability (25:01)

Lesson 17: Understanding Client Types for Investment Recommendations and Strategies (25:10)

Lesson 18: Building a Client Profile — The Foundation of Personalized Investment Advice (29:00)

Lesson 19: Portfolio Management Strategies, Styles, and Techniques (25:15)

Lesson 20: Tax Considerations — Individual, Corporate, and Wealth Transfer Fundamentals (26:40)

Lesson 21: Retirement Plans, ERISA Rules, and Special Types of Accounts (25:50)

Lesson 22: Ownership and Estate Planning Techniques — Foundations of Transferring Wealth (25:22)

Lesson 23: Trading Securities — Key Terms, Participants, Costs, and Best Execution (25:53)

Lesson 24: Portfolio Performance Measures — Evaluating Returns and Benchmarking Performance (25:10)

Lesson 25: Regulation of Investment Advisers — State vs. Federal Rules, Definitions, and Supervision (25:19)

Lesson 26: Regulation of Investment Adviser Representatives (IARs) (25:03)

Lesson 27: Regulation of Broker-Dealers, Agents, Securities, and Issuers (25:01)

Lesson 28: Remedies, Administrative Provisions, and Client Communication Rules (25:24)

Lesson 29: Ethical Practices and Fiduciary Obligations — Standards for Advisers and Firms (25:12)

Lesson 30: Ethics, Conflicts of Interest, Cybersecurity, and Business Continuity in Investment Advisory Practice (25:01)

https://series65podcast.com