SIE Exam Audio Lessons for the New Financial Professional

SIE Exam Audio Lessons for the New Financial Professional

Prepare to excel in the Securities Industry Essentials (SIE) Exam with SIE Exam Audio Lessons for the New Financial Professional—a dynamic and effective audio course tailored for new financial professionals. With over 11 hours of expertly narrated instruction, this course makes mastering the SIE content convenient, flexible, and impactful.

Why Audio Lessons Work

Research proves that audio learning offers unique advantages:

• 65% of people are auditory learners, meaning they retain information better when it's heard rather than read.

• Audio learning improves memory retention by up to 50%, especially when combined with regular review.

• Studies show that learning through multiple senses—such as listening while taking notes—enhances understanding and recall by as much as 70%.

• Audio lessons let you learn on the go, boosting study time by turning everyday moments like commuting or exercising into productive sessions.

Comprehensive and Portable Exam Prep

This course includes 25 structured lessons that cover all essential exam topics:

• A complete introduction to the SIE exam structure and expectations.

• Detailed exploration of regulations, market participants, and economic factors.

• In-depth lessons on equity securities, debt instruments, corporate financing, and trading strategies.

• Practical coverage of packaged products, retirement plan regulations, and corporate actions.

Every lesson is professionally narrated and optimized to help you absorb and retain critical information for exam success.

Your Partner in Exam Success

Whether you're starting your financial career or building foundational knowledge, SIE Exam Audio Lessons for the New Financial Professional is your ideal study companion. Benefit from the power of audio learning, maximize your study time, and gain the confidence to succeed on exam day.

Available now on Gumroad. Start listening and prepare for success!

SIE Exam Audio Lessons for the New Financial Professional

Table of Contents

SIE Exam Success Lesson 1: Intro to the SIE Exam (30:31)

SIE Exam Success Lesson 2: Regulation (25:17)

SIE Exam Success Lesson 3: Regulatory Legislation Part I (25:37)

SIE Exam Success Lesson 4: Regulatory Legislation Part II (25:40)

SIE Exam Success Lesson 5: Market Participants and Market Structure (25:39)

SIE Exam Success Lesson 6: Aspects of the Securities Industry (25:26)

SIE Exam Success Lesson 7: Understanding Economic Factors (25:02)

SIE Exam Success Lesson 8: The Federal Reserve and Monetary Policy (25:19)

SIE Exam Success Lesson 9: The Balance Sheet and Its Components (25:12)

SIE Exam Success Lesson 10: Types of Offerings (25:30)

SIE Exam Success Lesson 11: Exempt Securities (25:12)

SIE Exam Success Lesson 12: Understanding Equity Securities and Corporate Financing (25:10)

SIE Exam Success Lesson 13: An Overview of Stock Types and Regulations (25:36)

SIE Exam Success Lesson 14: Understanding Debt Instruments and Bond Market Dynamics (25:49)

SIE Exam Success Lesson 15: Debentures (25:48)

SIE Exam Success Lesson 16: Bonds and Securities (25:26)

SIE Exam Success Lesson 17: Municipal Bond Underwriting (25:36)

SIE Exam Success Lesson 18: Packaged Products (25:34)

SIE Exam Success Lesson 19: Understanding Mutual Funds and Related Concepts (31:59)

SIE Exam Success Lesson 20: Understanding Variable Contracts, Municipal Fund Securities, and Annuities (25:48)

SIE Exam Success Lesson 21: Understanding Limited Partnerships and Direct Participation Programs (25:22)

SIE Exam Success Lesson 22: Orders and Trading Strategies, Broker-Dealers, and Trading Mechanics (33:15)

SIE Exam Success Lesson 23: Understanding Corporate Actions and Their Impact (26:06)

SIE Exam Success Lesson 24: Regulations Affecting Retirement Plans (26:49)

SIE Exam Success Lesson 25: SRO Requirements for Associated Persons (29:01)

Over 11 Hours of audio instruction for the SIE Examination