Series 66 Exam Prep Audio Lessons for the FINRA Series 66 Exam

Series 66 Exam Prep Audio Lessons for the FINRA Series 66 Exam

74 Audio Lessons

30 hours 46 min

Table of Contents

Title Min Sec

Lesson 1 Macro Economic Analysis pt 1 34 36

Lesson 2 Macro Economic Analysis pt 2 32 18

Lesson 3 Yield Curve Balance of Payments and Currency Risk 31 37

Lesson 4 Financial Statements Balance Sheet pt 1 29 46

Lesson 5 Financial Statements Balance Sheet pt 2 25 33

Lesson 6 Financial Statements Balance Sheet pt 3 36 52

Lesson 7 Financial Statements Income Statement pt 1 33 57

Lesson 8 Financial Statements Income Statement pt 2 32 55

Lesson 9 Financial Statements Income Statement pt 3 28 42

Lesson 10 Financial Statements Cash Flow Statement pt 1 17 7

Lesson 11 Financial Statements Cash Flow Statement pt 2 23 39

Lesson 12 Discounted Cash Flow Model 13 9

Lesson 13 Ratio Analysis 14 48

Lesson 14 Technical Analysis 18 53

Lesson 15 Common Stock 38 5

Lesson 16 Preferred Stock 26 5

Lesson 17 Special Securities 17 36

Lesson 18 Fixed Income pt 1 25 22

Lesson 19 Fixed Income pt 2 41 16

Lesson 20 Fixed Income pt 3 40 35

Lesson 21 Money Market 20 2

Lesson 21.1 Transition from LIBOR to SOFR

Lesson 22 CDS ARS SP 27 25

Lesson 23 Municipal Debt 37 2

Lesson 24 Mutual Funds pt 1 28 59

Lesson 25 Mutual Funds pt 2 22 18

Lesson 26 Mutual Funds pt 3 31 37

Lesson 27 ETF ETN and Corp Actions 21 34

Lesson 28 Unit Investment Trusts 31 17

Lesson 29 Annuities 29 37

Lesson 30 Life Ins Viatical Settlements 21 39

Lesson 31 Partnerships 31 54

Lesson 32 REIT's 31 37

Lesson 33 Present Value, Net PV, IRR, Commodities, Precious Metals 25 46

Lesson 34 Options pt. 1 22 11

Lesson 35 Options pt. 2 21 29

Lesson 36 Options pt. 3 18 22

Lesson 37 Options pt. 4 20 33

Lesson 38 Options pt. 5 30 10

Lesson 39 Options pt. 6 22 21

Lesson 40 Accounts and Anti Money Laundering 29 33

Lesson 41 Accounts and Anti Money Laundering pt 2 14 32

Lesson 42 Account Registration and Anti Money Laundry Rules 16 38

Lesson 43 Client Types and Appropriate Investments 37 52

Lesson 44 Know Your Customer and Portfolio Strategies 30 1

Lesson 45 Investment Taxation 35 55

Lesson 46 IRA Accounts 31 39

Lesson 47 Keogh Plans and Defined Contribution Plans 26 4

Lesson 48 Defined Pension Plans and Contribution Plans 22 10

Lesson 49 Inherited IRA's, Non Qualified Plans, ERISA, Investment Policy Statement 20 28

Lesson 50 UGTMA, Trusts and Wills, Qualified Domestic Relations order (QDROs) 22 39

Lesson 51 Trading Markets Pt 1 Markets and Order Tickets 25 40

Lesson 52 Trading Markets pt 2 Order Types, Specalists and Dealers 27 23

Lesson 53 Trading Markets pt 3 Rules 34 12

Lesson 54 Trading Markets pt 4 Options 12 35

Lesson 55 Securities act of 1933 and 144 stock 34 2

Lesson 56 Securities and Exchange Act of 1934 and Insider Trading 38 19

Lesson 57 Investment Company Act of 1940 11 22

Lesson 58 Sarbanes Oxley and Blue Sky Laws 22 28

Lesson 59 Investment Advisors Act of 1940 Pt 1 27 25

Lesson 60 Investment Advisors Act of 1940 Pt 2 24 43

Lesson 61 Investment Advisors Act of 1940 Pt 3 28 30

Series 66 Lesson 62 Series 63 Introduction 2 27

Series 66 Lesson 63 Customer Accounts 1 27 31

Series 66 Lesson 64 Customer Accounts 2 21 27

Series 66 Lesson 65 Customer Accounts 3 29 7

Series 66 Lesson 66 Business Practices 20 7

Series 66 Lesson 67 Reg Lic pt 1 18 19

Series 66 Lesson 68 Reg Lic pt 2 23 39

Series 66 Lesson 69 Reg Lic pt 3 22 1

Series 66 Lesson 70 Securities Registration 33 14

Series 66 Lesson 71 Administrative Procedures 21 56

Series 66 Lesson 72 Secure Act and Accredited investors 18 20

Series 66 Lesson 73 Secure Act 2.0 and 2023 Changes 15 00

Supplemental Information

Series 66 Exam Lesson Supplement Interview with Whistleblower Atty. Mark Pugsley