Series 65 Exam Prep Audio Lessons for the FINRA Series 65 Exam
Series 65 Exam Prep Audio Lessons for the FINRA Series 65 Exam
64 Audio Lessons
27 hours 50 min
Table of Contents
Title Min Sec
Lesson 1 Macro Economic Analysis pt 1 34 36
Lesson 2 Macro Economic Analysis pt 2 32 18
Lesson 3 Yield Curve Balance of Payments and Currency Risk 31 37
Lesson 4 Financial Statements Balance Sheet pt 1 29 46
Lesson 5 Financial Statements Balance Sheet pt 2 25 33
Lesson 6 Financial Statements Balance Sheet pt 3 36 52
Lesson 7 Financial Statements Income Statement pt 1 33 57
Lesson 8 Financial Statements Income Statement pt 2 32 55
Lesson 9 Financial Statements Income Statement pt 3 28 42
Lesson 10 Financial Statements Cash Flow Statement pt 1 17 7
Lesson 11 Financial Statements Cash Flow Statement pt 2 23 39
Lesson 12 Discounted Cash Flow Model 13 9
Lesson 13 Ratio Analysis 14 48
Lesson 14 Technical Analysis 18 53
Lesson 15 Common Stock 38 5
Lesson 16 Preferred Stock 26 5
Lesson 17 Special Securities 17 36
Lesson 18 Fixed Income pt 1 25 22
Lesson 19 Fixed Income pt 2 41 16
Lesson 20 Fixed Income pt 3 40 35
Lesson 21 Money Market 20 2
Lesson 21.1 Transformation from LIBOR to SOFR
Lesson 22 CDS ARS SP 27 25
Lesson 23 Municipal Debt 37 2
Lesson 24 Mutual Funds pt 1 28 59
Lesson 25 Mutual Funds pt 2 22 18
Lesson 26 Mutual Funds pt 3 31 37
Lesson 27 ETF ETN and Corp Actions 21 34
Lesson 28 Unit Investment Trusts 31 17
Lesson 29 Annuities 29 37
Lesson 30 Life Ins Viatical Settlements 21 39
Lesson 31 Partnerships 31 54
Lesson 32 REIT's 31 37
Lesson 33 Present Value, Net PV, IRR, Commodities, Precious Metals 25 46
Lesson 34 Options pt. 1 22 11
Lesson 35 Options pt. 2 21 29
Lesson 36 Options pt. 3 18 22
Lesson 37 Options pt. 4 20 33
Lesson 38 Options pt. 5 30 10
Lesson 39 Options pt. 6 22 21
Lesson 40 Accounts and Anti Money Laundering 29 33
Lesson 41 Accounts and Anti Money Laundering pt 2 14 32
Lesson 42 Account Registration and Anti Money Laundry Rules 16 38
Lesson 43 Client Types and Appropriate Investments 37 52
Lesson 44 Know Your Customer and Portfolio Strategies 30 1
Lesson 45 Investment Taxation 35 55
Lesson 46 IRA Accounts 31 39
Lesson 47 Keogh Plans and Defined Contribution Plans 26 4
Lesson 48 Defined Pension Plans and Contribution Plans 22 10
Lesson 49 Inherited IRA's, Non Qualified Plans, ERISA, Investment Policy Statement 20 28
Lesson 49.1 Risks of Defined Benefit Plans
Lesson 50 UGTMA, Trusts and Wills, Qualified Domestic Relations order (QDROs) 22 39
Lesson 51 Trading Markets Pt 1 Markets and Order Tickets 25 40
Lesson 52 Trading Markets pt 2 Order Types, Specalists and Dealers 27 23
Lesson 53 Trading Markets pt 3 Rules 34 12
Lesson 54 Trading Markets pt 4 Options 12 35
Lesson 55 Securities act of 1933 and 144 stock 34 2
Lesson 56 Securities and Exchange Act of 1934 and Insider Trading 38 19
Lesson 57 Investment Company Act of 1940 11 22
Lesson 58 Sarbanes Oxley and Blue Sky Laws 22 28
Lesson 59 Investment Advisors Act of 1940 Pt 1 27 25
Lesson 60 Investment Advisors Act of 1940 Pt 2 24 43
Lesson 61 Investment Advisors Act of 1940 Pt 3 28 30
Lesson 62 2023 changes to the exam and Secure Act 2.0 15 00
Supplemental Information
Series 65 Exam Lesson Supplement Interview with Whistleblower Atty. Mark Pugsley