Series 7 Exam Audio Lessons: Audio Lessons for the FINRA Series 7 Exam

🎧 Prepare for the FINRA Series 7 Exam — 100% Audibly

Whether you’re commuting, working out, or walking the dog, now you can turn any moment into a study session.

✅ What You’ll Get:

• 26 concise, high-yield audio lessons
• Each lesson is approximately 26 minutes long
• Professionally narrated for clarity and retention
• Covers all major Series 7 exam topics — from equity securities to margin requirements
• Designed for mobile learning: stream or download with ease

🔍 Ideal For:

• Aspiring general securities representatives
• Busy professionals who can’t sit through another video course
• Learners who retain better by listening (hello, auditory learners!)

🧠 Why Audio?
Research shows that audio learning improves retention, especially when reinforced during everyday activities. With over 11 hours of targeted instruction, you can cover the full Series 7 exam content without losing a minute of your day.

📱 Instant Access
Download the lessons or stream them anytime from any device.

🎓 Your Success Matters
This isn’t a lecture. It’s a coaching tool — built to help you stay engaged, motivated, and ready to pass the Series 7.

Table of Contents:

FINRA Series 7 Exam: Table of Contents

Lesson 1: The FINRA Series 7 Exam (25:01)

Lesson 2: Overview of the Series 7 Exam Content (28:14)

Lesson 3: FINRA Conduct Rules and Regulatory Notices (30:36)

Lesson 4: FINRA Rule 2220: Options Communications (25:39)

Lesson 5: FINRA Rule 2270: Disclosure of Financial Condition (25:46)

Lesson 6: Disclosure of Price and Concessions in Selling Agreements (27:32)

Lesson 7: FINRA Rule 4514: Authorization Records for Disbursement of Customer Funds or Securities (26:22)

Lesson 8: IRS Code Section 219: Deductible Contributions to Individual Retirement Accounts (IRAs) (30:30)

Lesson 9: Qualified Tuition Programs (QTPs) / 529 Plans (33:45)

Lesson 10: FINRA Rule 2111: The Suitability Rule (34:45)

Lesson 11: The Securities Act of 1933 (26:08)

Lesson 12: The Sarbanes-Oxley Act of 2002 (30:55)

Lesson 13: Yield Spread (29:44)

Lesson 14: Common Stockholders vs. Preferred Stockholders (29:44)

Lesson 15: Warrants: American, European, Traditional, Wedded, and Covered (33:54)

Lesson 16: American Depositary Receipts (ADRs): Level I, II, and III (29:55)

Lesson 17: Debt Securities: Corporate Bonds, Government Bonds, and Fixed Income Securities (30:10)

Lesson 18: U.S. Treasuries vs. Municipal Bonds vs. Corporate Bonds (28:12)

Lesson 19: Debentures, Types of Debentures, and Credit Ratings (25:31)

Lesson 20: Municipal Securities, Conduit Issuers, Risks of Municipal Bonds, and the Municipal Securities Rulemaking Board (MSRB) (30:29)

Lesson 21: Derivatives, Mutual Funds, and ETFs (31:26)

Lesson 22: Money Market Funds (MMFs) and Right of Accumulation (35:06)

Lesson 23: Variable Annuities and Annuitization (25:00)

Lesson 24: IRA Accounts (26:46)

Lesson 25: Taxes (28:37)

Lesson 26: Realized and Unrealized Profits (26:03)

In addition to the audio lessons you will get:

Series 7 Exam Companion Book

A Study Guide to Accompany the Audio Lessons from the Series 7 Podcast

This downloadable PDF 330 Page companion book is designed to enhance your understanding of the Series 7 Exam through a structured, easy-to-follow format that aligns directly with the official Series 7 Audio Lessons.

Inside you'll find:

• 🔹 26 chapters covering key exam topics
• 🔹 Multiple-choice and open-ended quiz questions after each lesson
• 🔹 Real-world examples and regulatory context
• 🔹 Clearly organized content that mirrors the audio material
• 🔹 A clickable table of contents for easy navigation

Whether you're studying on the go or reviewing key concepts at home, this book reinforces what you hear in the audio — giving you both flexibility and focus as you prepare to pass the FINRA Series 7 exam.

Created by Franz Amussen, host of the Series 7 Podcast, this guide is a must-have companion for test takers who want to master the material and study smarter.

💡 This is a companion resource to the Series 7 Audio Lessons and is not intended to serve as a standalone textbook.