Series 22 Study Guide Audio Lessons for the FINRA Series 22 Exam
Audio Lessons for the FINRA Series 22 Exam. The Direct Participation Program Representative Exam
Table of Contents
Lesson 1: Introduction to the FINRA Series 22 Exam : (25:18)
Lesson 2: Essential Vocabulary, Part I: (25:20)
Lesson 3: Essential Vocabulary, Part II: (26:10)
Lesson 4 Limited Partnerships: (25:43)
Lesson 5 Kinds of Limited Partnerships: (25:42)
Lesson 6 Direct Participation Programs (DPP): (26:09)
Lesson 7 Entertainment Programs: (26:34)
Lesson 8 Securities Act of 1933: (25:19)
Lesson 9 Types of Offerings: (25:19)
Lesson 10 Rule 144: (25:27)
Lesson 11 DPP Offerings: (25:39)
Lesson 12 Fixed-Price Offerings: (25:00)
Lesson 13 Fiduciary Responsibilities: (25:20)
Lesson 14 The Securities and Exchange Act of 1934: (25:19)
Lesson 15 Disciplinary Actions: (25:24)
Lesson 16 Registered Representative Criteria: (26:16)
Lesson 17 Securities Investor Protection Corporation (SIPC): (25:18)
Lesson 18 New Account Regulations: (25:40)
Lesson 19 Types of Accounts: (25:29)
Lesson 20 Margin accounts: (26:11)
Lesson 21 Review Part 1: (25:18)
Lesson 22 Review Part 2: (27:53)
Total Time 9 hours 26 Minutes
22 individual mp3 audio lessons that you download to your computer and then may upload to your mobile listening device.