Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam 9th Edition

Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam 9th Edition

Audio Lessons for the preparation for the Series 7 top-off exam

Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam 9th Edition

Table Of Contents                                                                         Min Sec

Lesson 1 Introduction 18 45

Lesson 2 Section 1 Communication and Correspondence 29 4

Lesson 3 Section 1 Rankings, Volatility Ratings CMO's 31 22

Lesson 4 Section 1 Option Communication and Disclosures 24 27

Lesson 5 Section 1 Securities Act of 1933 35 56

Lesson 6 Section 1 Securities Exchange Act of 1934 40 14

Lesson 7 Section 1 MSRB Advertising, FINRA Rules 17 41

Lesson 8 Section 1 FINRA Rules 8 51

Lesson 9 Section 1 MSRB Rules 38 3

Lesson 10 Section 1 Underwritings 28 13

Lesson 11 Section 1 Reg A+, Reg D, 144 18 35

Lesson 12 Section 2 Accounts 30 11

Lesson 13 Section 2 IRA 40 41

Lesson 13a 2020 IRA Changes IRA 29 06

Lesson 14 Section 2 Keogh Plans 30 58

Lesson 15 Section 2 SEP IRA Def Benn 28 40

Lesson 15a 2020 Inherited IRA Rules

Lesson 15.1 Section 2 Risks of Defined Benefit Plans

Lesson 16 Secton 2 Acccounts 14 49

Lesson 17 Section 3 Know your Customer 30 46

Lesson 18 Section 3 Common Stocks 38 6

Lesson 19 Section 3 Preferred Stock 26 1

Lesson 20 Section 3 Special Securities 17 31

Lesson 21 Section 3 Fixed Income 1 23 24

Lesson 22 Section 3 Fixed Income 2 41 14

Lesson 23 Section 3 Fixed Income 3 52 22

Lesson 24 Section 3 Stock Fundamental Analysis pt. 1, Balance Sheet pt. 1 31 22

Lesson 25 Section 3 Stock Fundamental Analysis pt. 2, Balance Sheet pt. 2 25 37

Lesson 26 Section 3 Stock Fundamental Analysis pt. 3, Balance Sheet pt. 3 36 54

Lesson 27 Section 3 Stock Fundamental Analysis pt. 4 Income Statement pt. 1 33 55

Lesson 28 Section 3 Stock Fundamental Analysis pt. 5 Income Statement pt. 2 32 54

Lesson 29 Section 3 Stock Fundamental Analysis pt. 6 Income Statement pt. 3 28 25

Lesson 30 Section 3 Stock Fundamental Analysis pt. 7 Cash Flow Statement pt. 1 17 9

Lesson 31 Section 3 Stock Fundamental Analysis pt. 8 Cash Flow Statement pt. 2 23 38

Lesson 32 Section 3 Stock Fundamental Analysis pt. 9 Discounted Cash Flow 13 41

Lesson 33 Section 3 Stock Fundamental Analysis pt. 10 Ratio Analysis 14 45

Lesson 34 Section 3 Technical Analysis 18 53

Lesson 35 Section 3 Macro Economic Analysis 38 42

Lesson 36 Section 3 Macro Economic and Portfolio Analysis 34 38

Lesson 37 Section 3 Municipal Debt 41 48

Lesson 38 Section 3 Municipal Underwriting 38 5

Lesson 39 Section 3 Money Market 21 27

Lesson 39.1 Transition from LIBOR to SOFR 7 30

Lesson 40 Section 3 Credit Default Swaps, Auction Rate Sec., Structured Products 29 30

Lesson 41 Section 3 Underwriting 39 44

Lesson 42 Section 3 Investment Company Act of 1940 12 30

Lesson 43 Section 3 Mutual Funds pt. 1 28 54

Lesson 44 Section 3 Mutual Funds pt. 2 22 18

Lesson 45 Section 3 Mutual Funds pt. 3 31 59

Lesson 46 Section 3 Unit Investment Trusts 31 18

Lesson 47 Section 3 Annuities 31 42

Lesson 48 Section 3 Life Insurance 13 19

Lesson 49 Section 3 Partnerships 34 25

Lesson 50 Section 3 Options pt. 1 22 25

Lesson 51 Section 3 Options pt. 2 21 28

Lesson 52 Section 3 Options pt. 3 18 18

Lesson 53 Section 3 Options pt. 4 20 53

Lesson 54 Section 3 Options pt. 5 30 8

Lesson 55 Section 3 Options pt. 6 24 9

Lesson 56 Section 3 REITS 24 11

Lesson 57 Section 3 ETF ETN Corp Actions 21 29

Lesson 58 Section 3 529 Plans and ABLE Accounts 14 18

Lesson 59 Section 3 Yield Curve, BOP and Currency Risk 31 55

Lesson 60 Section 4 Margins pt. 1 27 28

Lesson 61 Section 4 Margins pt.2 7 23

Lesson 62 Section 4 SMA 15 18

Lesson 63 Section 4 Trading Markets pt. 1 29 2

Lesson 64 Section 4 Trading Markets pt. 2 22 54

Lesson 65 Section 4 Trading Markets pt. 3 28 43

Lesson 66 Section 4 Trading Markets pt. 4 35 9

Lesson 67 Section 4 Trading Markets pt. 5 18 37

Lesson 68 Section 4 FINRA Rules pt.1 30 23

Lesson 69 Section 4 FINRA Rules pt.2 28 32

Lesson 70 Section 4 Blue Sky Laws and Sarbanes Oxley 23 26

Lesson 71 Section 4 Customer Accounts Registration and AML Rules 17 1

Lesson 72 Review Product Specific Risks 12 56

Lesson 73 Review FINRA Rules 26 59

Lesson 74 SECURE Act and Accredited Investors 18 16

Lesson 75 Postscript 1 11

Lesson 76 Secure Act 2.0 and 2023 changes

Supplemental Information

Series 7 Study Guide Supplement Interview with Whistleblower Atty. Mark Pugsley

Total Length 33 hours 30 Min +